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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-03-25 |
| TX | RA | APPROVED | 2024-03-22 |
Branch Locations
201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Securities, Inc. | New Orleans | LA | 09/2007 | 05/2017 |
| Jpmorgan Chase Bank, N.A. | New Orleans | LA | 10/2017 | Present |
| J.P. Morgan Securities Llc | New Orleans | LA | 10/2017 | Present |
| Unemployed | New Orleans | LA | 05/2017 | 10/2017 |
| Trout And Teal Club Llc | New Orleans | LA | 01/2017 | Present |
| J2R Holdings Llc | New Orleans | LA | 06/2013 | Present |
| Audubon Nd Holdings Llc | New Orleans | LA | 06/2013 | 01/2020 |
| Good Life Partners Iii Llc | New Orleans | LA | 12/2011 | Present |
| Good Life Partners I Llc | New Orleans | LA | 10/2008 | Present |
Entity Name: J2R HOLDINGS LLC Investment related: Yes Address: New Orleans, LA 70125 Nature of the other business: Owns an apartment building which pays a company to manage the property. Position/Title/Relationship: Owner Start Date: 07-Jun-2013 Approximate # of hours a month: 4/5 hrs per month Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the sole member and owner of an LLC, Good Life Partners I LLC, which owns 100% of this LLC. Entity Name: LA RECOVERIES I LLC Investment related: Yes Address: 8117 DALLAS, TX Nature of the other business: Software company- Position/Title/Relationship: Other Start Date: 19-Aug-2011 Approximate # of hours a month: none Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No responsibilities with the company. Entity Name: LA RECOVERIES I LLC (f/k/a EQUITYMETRIX LLC) Investment related: Yes Address: 8117 DALLAS, TX Nature of the other business: The Company is a software company in the oil and gas space which does land data management and provides revenue recovery services Position/Title/Relationship: Other Start Date: 19 Aug 2011 Approximate # of hours a month: None Approximate # of hours during securities hours: 0 Briefly describe your duties: I am the sole member and owner of an LLC Entity Name: TROUT AND TEAL CLUB LLC Investment related: No Address: 200 NEW ORLEANS, LA Nature of the other business: This is an LLC set up to own a fishing camp Position/Title/Relationship: Partial Owner Start Date: 31 Jan 2017 Approximate # of hours a month: 1 Approximate # of hours during securities hours: 0 Briefly describe your duties: I will deal w the finances of the LLC Entity Name: Good Life Partners I LLC Investment related: Yes Address: 302 New Orleans, LA Nature of the other business: This is a sole member LLC which currently has two investments Position/Title/Relationship: Sole Proprietor Start Date: 14-Oct-2008 Approximate # of hours a month: 4/5 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the sole member and owner of the LLC Entity Name: Good Life Partners III LLC Investment related: Yes Address: 302 New Orleans, LA Nature of the other business: Sole member LLC Position/Title/Relationship: Sole Proprietor Start Date: 01-Dec-2011 Approximate # of hours a month: 0 Approximate # of hours during security: 0 Briefly describe your duties: I will deal w the finances of the LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-20 |
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