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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-17
IL RA APPROVED 1999-12-06
  • TX RA
    APPROVED_RES
    Since 2023-08-17
  • IL RA
    APPROVED
    Since 1999-12-06

Branch Locations

10 N Martingale Rd, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Schaumburg IL 06/1999 Present
Bank Of America, N.A. Schaumburg IL 12/2009 Present
Other Businesses

I*: 2396279Entity Type: CharitableName of OBA: Misericordia Volunteer eventAddress: Chicago, ILInvestment Related: NoPosition, Title, Association: VolunteerEmployee Start Date: 4/25/2025 Number of Hours: 5 hrsNumber of Hours during trading: 0Duties: I will be collecting funds for the non-profit, Misericordia, during a time frame that I will sign up for. This is strictly voluntary and I will not be operating in a professional capacity. I*4368268, Entity Type nonprofit , Name of OBA: Misericordia Address: Chicago Illinois 60660 Investment Related: No Position, Title, Association: volunteer Employee Start Date: 04/24/2026 No Hours:4 yearly No Hours during trading:4 yearly Duties: Like I did last year (I received the approval), I would like to participate in Misericordia's Candy Days fund raising event for disabled persons. I will stand at the entrance of Walgreens, Palatine and collect donations from the people who come to shop at Walgreens. I will do this volunteer work from 11:00 am to 3:00 pm on 4/24/2026. Misericordia offers a community of care that maximizes potential for persons with mild to profound developmental disabilities, many of whom are also physically challenged. By serving society's most vulnerable citizens, Misericordia also serves the families who want the best for them, yet cannot provide it at home.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-26
  • S66 Uniform Combined State Law Examination
    1999-10-26
Other Names
  • Zen Isoda
  • Zen Isoda

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