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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-17 |
| IL | RA | APPROVED | 1999-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Schaumburg | IL | 06/1999 | Present |
| Bank Of America, N.A. | Schaumburg | IL | 12/2009 | Present |
I*: 2396279Entity Type: CharitableName of OBA: Misericordia Volunteer eventAddress: Chicago, ILInvestment Related: NoPosition, Title, Association: VolunteerEmployee Start Date: 4/25/2025 Number of Hours: 5 hrsNumber of Hours during trading: 0Duties: I will be collecting funds for the non-profit, Misericordia, during a time frame that I will sign up for. This is strictly voluntary and I will not be operating in a professional capacity. I*4368268, Entity Type nonprofit , Name of OBA: Misericordia Address: Chicago Illinois 60660 Investment Related: No Position, Title, Association: volunteer Employee Start Date: 04/24/2026 No Hours:4 yearly No Hours during trading:4 yearly Duties: Like I did last year (I received the approval), I would like to participate in Misericordia's Candy Days fund raising event for disabled persons. I will stand at the entrance of Walgreens, Palatine and collect donations from the people who come to shop at Walgreens. I will do this volunteer work from 11:00 am to 3:00 pm on 4/24/2026. Misericordia offers a community of care that maximizes potential for persons with mild to profound developmental disabilities, many of whom are also physically challenged. By serving society's most vulnerable citizens, Misericordia also serves the families who want the best for them, yet cannot provide it at home.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-26 |
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