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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-18 |
| FL | RA | APPROVED | 2015-06-09 |
Branch Locations
2100 Ponce De Leon Blvd, Suite #1178, Coral Gables, FL 33134 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Coral Gables | FL | 05/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Coral Gables | FL | 06/2015 | Present |
| Monat Global | Coral Gables | FL | 06/2022 | 01/2025 |
(1)Name of Business: Address: 122 Sevilla Ave #1125, Coral Gables, FL, 33134, United States Activity Type: Other Position/Title: Coach Investment Related: Yes Start Date: 09/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am working on a coaching/educational on-line series to teach/inspire/educate general public regarding topics concerning wealth & investing. I plan to have all materials approved prior to use and am working on a separate WordPress site (personal) where I will load the pre-approved videos/materials once pre-approved by RJ. (2)Name of Business: ENRICHMENT WEALTH MANAGEMENT, INC. Address: 2100 Ponce de Leon Blvd Ste 1178, Coral Gables, FL, 33134, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As part of Independent Channel of RJFS, Enrichment Wealth Management, Inc. is the name of my Independent Firm. This was pre-approved prior to my transition in May and copies of approvals are on file. (3)Name of Business: HELP (self published book) Address: 122 Sevilla Ave #1125, Coral Gables, FL, \n33134, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 09/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I wrote and am self-publishing the above book via Balboa Press (division of Hay House) (4)Name of Business: She's Invested Wealth, LLC Address: 122 Sevilla Ave #1125, Coral Gables, FL, 33134, United States Activity Type: Other Position/Title: Consulting, Coach Investment Related: Yes Start Date: 11/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am creating a course (will submit via separate approval teaching basic investing principles) and offering consulting services as an upsell. Course will be called "She's Invested" and I am setting up the LLC under She's Invested Wealth, LLC" to keep it separate from my RJ activity. I will consult with RJ in upcoming month for guidance on best way to manage. We are working on website and materials and should be ready by end of 2024. I will open account at RJ if preferred.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-04 |
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