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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-24 |
| TX | RA | APPROVED_RES | 2012-02-28 |
| IL | RA | APPROVED | 2012-02-17 |
Branch Locations
150 Second Avenue North Suite 1400, St. Petersburg, FL 33701 • United States
4225 Naperville Road Suite 255, Lisle, IL 60532 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stnaley Smith Barney | Lisle | IL | 02/2012 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-03 |
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