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Casey B Waltz

Morgan Stanley

Colchester, VT

St. Albans, VT

St. Albans, VT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-04
VT RA APPROVED 2021-05-18
  • TX RA
    APPROVED
    Since 2022-03-04
  • VT RA
    APPROVED
    Since 2021-05-18

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

St. Albans, VT • United States

St. Albans, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Colchester VT 02/2015 06/2018
Morgan Stanley Smith Barney Llc Colchester VT 09/2020 Present
Unemployed Saint Albans VT 06/2018 09/2020
  • 02/2015 → 06/2018
    Morgan Stanley Smith Barney Llc
    Colchester, VT
  • 09/2020 → Present
    Morgan Stanley Smith Barney Llc
    Colchester, VT
  • 06/2018 → 09/2020
    Unemployed
    Saint Albans, VT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-17
S65 Uniform Investment Adviser Law Examination 2009-11-18
S63 Uniform Securities Agent State Law Examination 2004-01-27
  • S66 Uniform Combined State Law Examination
    2021-05-17
  • S65 Uniform Investment Adviser Law Examination
    2009-11-18
  • S63 Uniform Securities Agent State Law Examination
    2004-01-27
Other Names
  • Casey Brooke Robtoy
  • Casey Brooke Waltz

View on SEC IAPD

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