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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-24 |
| MA | RA | APPROVED | 2021-05-05 |
Branch Locations
20 Davis Straits, Falmouth, MA 02540 • United States
728 State Road, Manomet, MA 02360 • United States
72 Clay Pond Road, Bourne, MA 02532 • United States
397 East Falmouth Hwy, East Falmouth, MA 02536 • United States
78 Country Road, N. Falmouth, MA 02556 • United States
333 Cotuit Road, Sandwich, MA 02563 • United States
5 Shellback Way, Mashpee, MA 02649 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Falmouth | MA | 05/2009 | Present |
| Rockland Trust Company | Falmouth | MA | 05/2009 | Present |
1) 05/05/2009: ROCKLAND TRUST FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION(S) 2) 11/16/2009: SBLI OF MA - Non-Variable Insurance - INV REL - At Reported Business Location(s) - SALES OF FIXED ANNUITY AND TERM/WHOLE LIFE INSURANCE - 10% Time Spent 3) 06/13/2011: CAPITAS FINANCIAL LLC - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - SELL LIFE & LONG-TERM CARE INSURANCE - 5% Time Spent 4) 03/20/2012: ROCKLAND TRUST INVESTMENT MANAGEMENT GROUP - Financial Institution Duty - INV REL - At Reported Business Location(s) - RELATIONSHIP MANAGER AND/OR BUSINESS DEVELOPMENT OFFICER FOR THE TRUST/WEALTH MANAGEMENT DEPARTMENT - 25% OF TIME SPENT 5) 4/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/16/2018 - 15 Hours Per Month/5 Hours During Securities Trading. 6) 05/03/2019 - RT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business). 7) 3/8/2023 - BSMG - Investment - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 02/02/2023 - 5 Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-25 |
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