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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-02
TX RA APPROVED_RES 2025-09-26
  • NJ RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED_RES
    Since 2025-09-26

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Bedminister NJ 10/2013 08/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 09/2025 Present
Bank Of America, N.A. Florham Park NJ 10/2025 Present
Previous Registrations
Other Businesses

I*2944268, Entity Type: Entity Charitable, Name of OBA: Rutgers Cancer Institute of New Jersey, Address: new brunswick, New Jersey, 08901, Investment Related: N, Position, Title, Association: Committee, Board Member, Employee State Date: 03/01/2019, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Advisory Board role providing guidance to the Director, helping raise awareness in the community, helping with charitable fundraising. Rutgers Cancer Institute together with RWJBarnabas Health is one of an elite group of comprehensive cancer centers in the U.S. designated by the National Cancer Institute and the only one in the state of New Jersey. This coveted designation gives Rutgers Cancer Institute the distinction of being among the best cancer research institutions in the nation. I*2942270, Entity Type: Entity For Profit, Name of OBA: Carraig LLC, Address: Bedminster, New Jersey, 07921, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 11/05/2005, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Managing member of LLC that holds personal investments, Personal Holding company I*2942272, Entity Type: Entity For Profit, Name of OBA: Musician, Address: Bedminster, New Jersey, 07921, Investment Related: N, Position, Title, Association: ["Other"], Employee State Date: 09/01/1989, No Hours: 40 Yearly, No Hours during Trading: 0 Yearly, Duties: Playing bass guitar in bands, I play bass guitar in various bands, sometimes getting paid to perform I*2942276, Entity Type: , Name of OBA: Virality Digital LLC, Address: Bedminster, New Jersey, 07921, Investment Related: N, Position, Title, Association: corporate agent, Employee State Date: 03/01/2025, No Hours: 0.5 Yearly, No Hours during Trading: 0 Yearly, Duties: helped set up a LLC for my son's personal consulting business. I have not role or ownership in the entity, Corporation set up for my son where I acted as his corporate agent to help him I*2944269, Entity Type: Entity Charitable, Name of OBA: Andiamo Cycling Club, Address: Basking Ridge, New Jersey, 07920, Investment Related: N, Position, Title, Association: Other, Employee State Date: 01/01/2020, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Club Secretary and Trustee, non-profit cycling club

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-10
S63 Uniform Securities Agent State Law Examination 1997-10-10
  • S65 Uniform Investment Adviser Law Examination
    1998-03-10
  • S63 Uniform Securities Agent State Law Examination
    1997-10-10
Other Names
  • Angus Miller
  • Angus A Miller

View on SEC IAPD

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