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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-02 |
| TX | RA | APPROVED_RES | 2025-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Bedminister | NJ | 10/2013 | 08/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 09/2025 | Present |
| Bank Of America, N.A. | Florham Park | NJ | 10/2025 | Present |
I*2944268, Entity Type: Entity Charitable, Name of OBA: Rutgers Cancer Institute of New Jersey, Address: new brunswick, New Jersey, 08901, Investment Related: N, Position, Title, Association: Committee, Board Member, Employee State Date: 03/01/2019, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Advisory Board role providing guidance to the Director, helping raise awareness in the community, helping with charitable fundraising. Rutgers Cancer Institute together with RWJBarnabas Health is one of an elite group of comprehensive cancer centers in the U.S. designated by the National Cancer Institute and the only one in the state of New Jersey. This coveted designation gives Rutgers Cancer Institute the distinction of being among the best cancer research institutions in the nation. I*2942270, Entity Type: Entity For Profit, Name of OBA: Carraig LLC, Address: Bedminster, New Jersey, 07921, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 11/05/2005, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Managing member of LLC that holds personal investments, Personal Holding company I*2942272, Entity Type: Entity For Profit, Name of OBA: Musician, Address: Bedminster, New Jersey, 07921, Investment Related: N, Position, Title, Association: ["Other"], Employee State Date: 09/01/1989, No Hours: 40 Yearly, No Hours during Trading: 0 Yearly, Duties: Playing bass guitar in bands, I play bass guitar in various bands, sometimes getting paid to perform I*2942276, Entity Type: , Name of OBA: Virality Digital LLC, Address: Bedminster, New Jersey, 07921, Investment Related: N, Position, Title, Association: corporate agent, Employee State Date: 03/01/2025, No Hours: 0.5 Yearly, No Hours during Trading: 0 Yearly, Duties: helped set up a LLC for my son's personal consulting business. I have not role or ownership in the entity, Corporation set up for my son where I acted as his corporate agent to help him I*2944269, Entity Type: Entity Charitable, Name of OBA: Andiamo Cycling Club, Address: Basking Ridge, New Jersey, 07920, Investment Related: N, Position, Title, Association: Other, Employee State Date: 01/01/2020, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Club Secretary and Trustee, non-profit cycling club
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-10 |
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