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Timothy Joseph Flynn

Cetera Investment Advisers LLC

Baltimore, MD

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • MD RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

4367 Hollins Ferry Rd. Ste 1A, Baltimore, MD 21227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Baltimore MD 04/1997 09/2025
Avantax Insurance Agency, Llc Baltimore MD 12/2009 09/2025
Cetera Wealth Services, Llc Baltimore MD 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 04/1997 → 09/2025
    Avantax Investment Services, Inc.
    Baltimore, MD
  • 12/2009 → 09/2025
    Avantax Insurance Agency, Llc
    Baltimore, MD
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Baltimore, MD
  • 09/2025 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 1999-01-20 → 2025-09-05
    Avantax Advisory Services
    Baltimore, MD
Other Businesses

1) Free State Tax Associates, LTD.; 1447 Light Street; Baltimore, MD 21230; Tax Preparation/Accounting; 1/1/2013; 200hrs; 180hrs; Tax Preparer.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-14
S63 Uniform Securities Agent State Law Examination 1997-10-09
  • S65 Uniform Investment Adviser Law Examination
    1998-07-14
  • S63 Uniform Securities Agent State Law Examination
    1997-10-09
Other Names
  • Timohty Joseph Flynn

View on SEC IAPD

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EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC · BALTIMORE, MD
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