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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED_RES | 2025-08-21 |
| VA | RA | APPROVED | 2024-06-20 |
| DC | RA | APPROVED | 2007-03-02 |
Branch Locations
1300 Eye Street Suite 300W, Washington, DC 20005 • United States
Arlington, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc. | Washington | DC | 01/2001 | Present |
| Tiaa | Washington | DC | 01/2001 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-01 |
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