William Ralph Keenan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Brandenburg, TX

Previous Registrations

• 2004-08-19 → 2005-12-02
  Cetera Investment Services Llc
  Frisco, TX
• 2000-02-01 → 2004-08-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Other Businesses

1. 3/19/2020 - Young Living - Not Investment Related - Home Based - Other-Network Marketing business - Independent Consultant - Started 02/15/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Selling essential oils. 2. 11/24/2020 - Keenan Financial Co. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2007 - 200 Hours Per Month/7 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-13
• S63 Uniform Securities Agent State Law Examination
  1997-05-30

Other Names

• Bill Keenan