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360 Delaware Avenue Suite 400, Buffalo, NY 14202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-16 |
| TX | RA | APPROVED | 2016-04-06 |
Branch Locations
360 Delaware Avenue Suite 400, Buffalo, NY 14202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Buffalo | NY | 11/2007 | 02/2018 |
| Jensen, Marks, Langer & Vance Comprehensive Wealth Planning Llc | Buffalo | NY | 11/2007 | Present |
| Sterling Investment Counsel, Llc | Buffalo | NY | 03/2016 | Present |
| Lpl Financial Llc | Buffalo | NY | 02/2018 | Present |
1. 03/12/2018 - JENSEN, MARKS, LANGER, AND VANCE LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 03/21/2018 - Sterling Investment Counsel, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 03/2016 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Sterling Investment Counsel, LLC, an independent investment advisor firm. I started this business activity in 03/2016. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/29/2020 - Specific Solutions, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Started 06/02/1997 - 5 Hours Per Month During Securities Trading - Broker with Specific Solutions, Inc, an insurance brokerage for multiple insurance companies providing fixed life insurance, disability insurance, and long term care insurance. 4. 06/9/2021 - Alliance Advisory Group LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 1/3/2000 - 2 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-10 |
| S65 | Uniform Investment Adviser Law Examination | 1998-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-09 |
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