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Palmetto, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-12-13 |
| WA | RA | APPROVED | 2021-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Funds Distributor, Inc. | Folsom | CA | 02/2010 | 10/2016 |
| Ten Capital Investment Advisors | Spokane | WA | 10/2016 | 12/2020 |
| Integrity Divorce Solutions Llc | Tacoma | WA | 03/2019 | Present |
| Integrity Financial Strategies Llc | Sun City Center | FL | 09/2020 | Present |
Stephanie Farrar is a Certified Divorce Financial Consultant and Mediator at Integrity Divorce Solutions LLC. This activity accounts for approximately 20% of her time. This creates a conflict of interest because Stephanie Farrar has an incentive to refer clients between Integrity Divorce Solutions LLC and Integrity Financial Strategies LLC, although neither party receives compensation for client referrals. To mitigate the existence of this conflict, as a fiduciary Stephanie Farrar has a duty to act solely in the best interests of each client and will only recommend services appropriate to the client's circumstances. Clients are under no obligation to act upon the recommendations. In addition, clients utilizing services of both entities will engage and remit payment to each business separately.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-24 |
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