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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-05-05
FL RA APPROVED 2016-03-31
  • TX RA
    APPROVED
    Since 2016-05-05
  • FL RA
    APPROVED
    Since 2016-03-31

Branch Locations

Boca Raton, FL • United States

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Direct City Media Llc New York NY 09/2003 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 02/2016 Present
Bank Of America, N.A. Boca Raton FL 06/2016 Present
Other Businesses

I*646246 For profit or not for profit: Entity For Profit Name of outside business organization: ACTIVEPURE TECHNOLOGIES, LLC Investment related: N Address of business: Dallas, Texas, 75254 Nature of business: ["Limited Liability Company"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 12/22/2021 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Sales For profit or not for profit: For Profit Name of outside business organization: DirectCity Media LLC Investment related (Y/N): No Address of business: NY, NY 10019 Nature of business: LLC Position, title, association: President/Officer Start date of relationship: 1/2013 Number of hours devoted: 5 HRS/MONTH Number of hours devoted during trading hours: None Duties: Business is no longer operational. Entity exists solely for collecting past due accounts receivables from clients. I*135099 For profit or not for profit: For-Profit Organization Name of outside business organization: Protective Health Gear Inc Investment related: N Address of business: Paterson, New Jersey 07503 Nature of business: Corporation, position, title, association: Part-Time, Start date of relationship: 12/9/2020 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Act as middle man between the company and my contacts in the medical and other industries to purchase N95 Masks

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-19
S63 Uniform Securities Agent State Law Examination 2006-03-17
  • S65 Uniform Investment Adviser Law Examination
    2014-12-19
  • S63 Uniform Securities Agent State Law Examination
    2006-03-17
Other Names
  • Justin Samuel Lumiere

View on SEC IAPD

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