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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-05-05 |
| FL | RA | APPROVED | 2016-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Direct City Media Llc | New York | NY | 09/2003 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 02/2016 | Present |
| Bank Of America, N.A. | Boca Raton | FL | 06/2016 | Present |
I*646246 For profit or not for profit: Entity For Profit Name of outside business organization: ACTIVEPURE TECHNOLOGIES, LLC Investment related: N Address of business: Dallas, Texas, 75254 Nature of business: ["Limited Liability Company"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 12/22/2021 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Sales For profit or not for profit: For Profit Name of outside business organization: DirectCity Media LLC Investment related (Y/N): No Address of business: NY, NY 10019 Nature of business: LLC Position, title, association: President/Officer Start date of relationship: 1/2013 Number of hours devoted: 5 HRS/MONTH Number of hours devoted during trading hours: None Duties: Business is no longer operational. Entity exists solely for collecting past due accounts receivables from clients. I*135099 For profit or not for profit: For-Profit Organization Name of outside business organization: Protective Health Gear Inc Investment related: N Address of business: Paterson, New Jersey 07503 Nature of business: Corporation, position, title, association: Part-Time, Start date of relationship: 12/9/2020 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Act as middle man between the company and my contacts in the medical and other industries to purchase N95 Masks
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-17 |
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