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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-01
PA RA APPROVED 2025-08-01
NJ RA APPROVED 2019-10-01
  • NY RA
    APPROVED
    Since 2025-08-01
  • PA RA
    APPROVED
    Since 2025-08-01
  • NJ RA
    APPROVED
    Since 2019-10-01

Branch Locations

300 Barr Harbor Dr Suite 175, West Conshohocken, PA 19428 • United States

60 E 42Nd St Suite 1555, New York, NY 10165 • United States

25 Independence Blvd Suite 102, Warren, NJ 07059 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aepg Wealth Strategies Warren NJ 02/2013 10/2019
Wealth Enhancement Group Plymouth MN 10/2019 Present
Wealth Enhancement Advisory Services Plymouth MN 10/2019 Present
  • 02/2013 → 10/2019
    Aepg Wealth Strategies
    Warren, NJ
  • 10/2019 → Present
    Wealth Enhancement Group
    Plymouth, MN
  • 10/2019 → Present
    Wealth Enhancement Advisory Services
    Plymouth, MN
Previous Registrations
  • 2013-03-06 → 2019-10-02
    Aepg Wealth Strategies
    Warren, NJ
  • 2006-03-28 → 2011-08-16
    New York, NY
  • 2003-09-09 → 2006-03-29
    Credit Suisse Securities (Usa) Llc
    New York, NY
Other Businesses

10/2019 Wealth Enhancement Group DBA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-06
S63 Uniform Securities Agent State Law Examination 1997-07-29
  • S66 Uniform Combined State Law Examination
    2003-08-06
  • S63 Uniform Securities Agent State Law Examination
    1997-07-29
Designations
  • Certified Financial Planner
Other Names
  • Christopher John Schiffer

View on SEC IAPD

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