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Robert John Wheeler

Charles Schwab & Co., Inc.

Daly City, CA

Lone Tree, CO

CRD 2875183

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-10
  • CA RA
    APPROVED
    Since 2019-10-10

Branch Locations

Daly City, CA • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc San Francisco CA 02/1998 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 10/2017 09/2019
Unemployed San Francisco CA 11/2016 10/2017
Charles Schwab & Co., Inc Daly City CA 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-30
S63 Uniform Securities Agent State Law Examination 2002-04-19
  • S65 Uniform Investment Adviser Law Examination
    2019-05-30
  • S63 Uniform Securities Agent State Law Examination
    2002-04-19
Other Names
  • Robert John Wheeler
  • Robert Johh Wheeler

View on SEC IAPD

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