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Current Employers
Perigon Wealth Management, Llc

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-12-03
  • NJ RA
    APPROVED
    Since 2019-12-03

Branch Locations

215 East Ridgewood Ave. Suite 205, Ridgewood, NJ 07450 • United States

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rlp Wealth Advisors Llc New York NY 10/2003 12/2019
National Planning Corporation New York NY 11/2005 10/2017
Bluesky Investment Management Ridgewood NJ 08/2016 10/2019
Imst Distributors, Llc Ridgewood NJ 01/2019 04/2019
Perigon Wealth Management, Llc Ridgewood NJ 10/2019 Present
  • 10/2003 → 12/2019
    Rlp Wealth Advisors Llc
    New York, NY
  • 11/2005 → 10/2017
    National Planning Corporation
    New York, NY
  • 08/2016 → 10/2019
    Bluesky Investment Management
    Ridgewood, NJ
  • 01/2019 → 04/2019
    Imst Distributors, Llc
    Ridgewood, NJ
  • 10/2019 → Present
    Ridgewood, NJ
Previous Registrations
  • 2018-01-24 → 2020-01-17
    Rlp Wealth Advisors, Llc
    Ridgewood, NJ
  • 2016-08-31 → 2019-10-11
    Bluesky Investment Management, Llc
    Ridgewood, NJ
  • 2017-11-14 → 2017-12-31
    Rlp Wealth Advisors, Llc
    Ridgewood, NJ
  • 2005-11-30 → 2017-11-02
    National Planning Corporation
    New York, NY
    Ridgewood, NJ
  • 2015-06-18 → 2016-12-31
    Bluesky Investment Management, Llc
    Ridgewood, NJ
  • 2003-11-06 → 2005-11-30
    Walnut Street Securities, Inc.
    New York, NY
  • 2001-08-13 → 2002-08-21
    Wells Fargo Investments, Llc
    San Francisco, CA
Other Businesses

1.) Independent insurance agent. non-investment related. 215 East Ridgewood Ave., Ste. 205, Ridgewood, NJ 07450. Insurance sales. 12/2020. Two hours per month. Zero hours per month during securities trading hours. Presenting and selling insurance products and solutions. 2.) ESG Forward. Investment related. 215 EAST RIDGEWOOD AVE. SUITE 205, RIDGEWOOD, NJ, 07450. Educational organization that raises awareness around environment, social and governance (ESG) and sustainable investing. 05/2020. Four hours per month. Zero hours per month during securities trading hours. Creates and procures educational content. No compensation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-17
S63 Uniform Securities Agent State Law Examination 1998-01-23
  • S65 Uniform Investment Adviser Law Examination
    2000-04-17
  • S63 Uniform Securities Agent State Law Examination
    1998-01-23
Designations
Other Names
  • Bud Sturmak
  • Lindsay H Sturmak
  • Lindsay Hambleton Sturmak
  • Bud Hambleton Sturmak
  • Bud H. Sturmak
  • Lindsay Sturmak

View on SEC IAPD

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