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201 Mission Street Suite 1825, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-12-03 |
Branch Locations
215 East Ridgewood Ave. Suite 205, Ridgewood, NJ 07450 • United States
201 Mission Street Suite 1825, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rlp Wealth Advisors Llc | New York | NY | 10/2003 | 12/2019 |
| National Planning Corporation | New York | NY | 11/2005 | 10/2017 |
| Bluesky Investment Management | Ridgewood | NJ | 08/2016 | 10/2019 |
| Imst Distributors, Llc | Ridgewood | NJ | 01/2019 | 04/2019 |
| Perigon Wealth Management, Llc | Ridgewood | NJ | 10/2019 | Present |
1.) Independent insurance agent. non-investment related. 215 East Ridgewood Ave., Ste. 205, Ridgewood, NJ 07450. Insurance sales. 12/2020. Two hours per month. Zero hours per month during securities trading hours. Presenting and selling insurance products and solutions. 2.) ESG Forward. Investment related. 215 EAST RIDGEWOOD AVE. SUITE 205, RIDGEWOOD, NJ, 07450. Educational organization that raises awareness around environment, social and governance (ESG) and sustainable investing. 05/2020. Four hours per month. Zero hours per month during securities trading hours. Creates and procures educational content. No compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-23 |
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