Veronica Ann Mallozzi

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1985 → Present
  Mallozi & Dwyer, Cpa'S, Pc
  Garden City, NY
• 09/1999 → 09/2025
  Avantax Investment Services
  Garden City, NY
• 12/2000 → 09/2025
  Avantax Advisory Services
  Garden City, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Garden City, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-21 → 2025-09-05
  Avantax Advisory Services
  Garden City, NY

Other Businesses

Mallozzi & Dwyer CPAs PC~'NIR'~66 New Hyde Park Rd, SUITE 204~Garden City~NY~11530~Tax Preparation/Accounting~Partner/General Partner~6/30/1985~20hrs~20hrs~Acounting and tax prep|

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-04-20

Other Names

• Veronica Ann Dwyer
• Veronica Ann Mallozzi