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Christopher Francis Ochs

Citigroup Global Markets Inc.

Houston, TX

Houston, TX

Denver, CO

CRD 2874984

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-07-08
  • TX RA
    APPROVED
    Since 2010-07-08

Branch Locations

Houston, TX • United States

Citi Private Bank 2700 Post Oak Blvd 5Th Floor, Suite 500, Houston, TX 77056-5830 • United States

Citi Private Bank 1225 17Th Street, 21St Floor, Suite 2100, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Houston TX 02/2010 Present
  • 02/2010 → Present
    Citigroup
    Houston, TX
Other Businesses

TWO OCHS GP, HOUSTON, TX BUSINESS INVESTMENT RELATED; AFFILIATION BEGAN 2011; TITLE: GP; DUTIES: NONE; NO TIME DEVOTED TO THE BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-11
S63 Uniform Securities Agent State Law Examination 1998-09-25
  • S66 Uniform Combined State Law Examination
    2010-03-11
  • S63 Uniform Securities Agent State Law Examination
    1998-09-25

View on SEC IAPD

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