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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-17 |
| FL | RA | APPROVED | 2009-02-20 |
Branch Locations
100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States
1500 S Dale Mabry Hwy, Tampa, FL 33629 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tampa | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tampa | FL | 11/2016 | Present |
BLUE WATER EQUITY; INVESTMENT RELATED; TAMPA, FL; LLC FOR RENTAL PROPERTIES; 33% OWNERSHIP; START DATE 1/1/2002; 2 HOURS DEVOTED PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-18 |
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