Mark Anthony Newbould

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Lpl Financial Llc
  Houston, TX
• 07/2012 → Present
  Private Advisor Group, Llc
  Houston, TX

Previous Registrations

• 2001-06-05 → 2012-07-03
  Chase Investment Services Corp.
  Houston, TX
  Houston, TX

Other Businesses

(1) 06/21/2012: Newbould Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 06/21/2012: Newbould Partnership, Ltd - Act in a Fiduciary Capacity - Investment Related - At Reported Business Location(s) - No Time Spent - Trustee (3) 07/26/2012: Sentinel Life Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 1% Time Spent - Fixed Annuities (4) 04/03/2013: Private Advisor Group, LLC - Registered Investment Advisor - DBA: (Hybrid) Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - 75% Time Spent - (Hybrid) Provide financial planning and asset management for a fee. (5) 08/28/2014: Newbould Wealth Management - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 08/08/2014 - 2 Hr/Mo; 2 Hour(s) During Securities Trading - Representative or agent of fixed life insurance (6) 11/08/2016: Private Advisor Group - Registered Investment Advisor DBA - DBA: (Hybrid) NEWBOULD WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - Start 07/04/2012 - 200 Hr/Mo; 160 Hour(s) During Securities Trading - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity on 11/8/16. I expect to spend approximately 200 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-22
• S63 Uniform Securities Agent State Law Examination
  1997-04-25