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2850 Golf Road, Rolling Meadows, IL 60008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-20 |
| OH | RA | APPROVED | 2025-10-20 |
Branch Locations
2050 Main Street, Ste. 1250, Irvine, CA 92614 • United States
1350 Euclid Avenue Suite 1200, Cleveland, OH 44115 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pro Financial Network | Westlake | OH | 10/2014 | 10/2020 |
| Charles Schwab | Richfield | OH | 10/2020 | 03/2022 |
| Empower | Greenwood Village | CO | 04/2022 | 05/2025 |
| Gallagher Fiduciary Advisors, Llc | Cleveland | OH | 06/2025 | Present |
| Osaic Wealth | Scottsdale | AZ | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-27 |
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