Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-25
TX RA APPROVED_RES 2023-09-15
CO RA APPROVED 2023-09-14
  • CA RA
    APPROVED
    Since 2024-06-25
  • TX RA
    APPROVED_RES
    Since 2023-09-15
  • CO RA
    APPROVED
    Since 2023-09-14

Branch Locations

1201 Puerta Del Sol #334, San Clemente, CA 92673 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Greenwood Village CO 04/2002 09/2023
Jenson & Associates Henderson NV 12/1997 09/2023
Integrated Tax Advisors Denver CO 03/2009 12/2016
Summit Capital Ventures Silverthorne CO 05/2009 09/2023
Dba: 5675 Dtc Office Partners Parker CO 12/2009 09/2023
Transamerica Financial Advisors, Inc Greenwood Village CO 01/2012 09/2023
College Funding Solutions Salem OR 07/2017 12/2018
5675 Dtc Office Partners, Llc Greenwood Village CO 12/2009 09/2023
Demographic Trends Highland Ranch CO 12/2021 09/2023
Lpl Financial Llc Highlands Ranch CO 09/2023 Present
  • 04/2002 → 09/2023
    World Financial Group
    Greenwood Village, CO
  • 12/1997 → 09/2023
    Jenson & Associates
    Henderson, NV
  • 03/2009 → 12/2016
    Integrated Tax Advisors
    Denver, CO
  • 05/2009 → 09/2023
    Summit Capital Ventures
    Silverthorne, CO
  • 12/2009 → 09/2023
    Dba: 5675 Dtc Office Partners
    Parker, CO
  • 01/2012 → 09/2023
    Transamerica Financial Advisors, Inc
    Greenwood Village, CO
  • 07/2017 → 12/2018
    College Funding Solutions
    Salem, OR
  • 12/2009 → 09/2023
    5675 Dtc Office Partners, Llc
    Greenwood Village, CO
  • 12/2021 → 09/2023
    Demographic Trends
    Highland Ranch, CO
  • 09/2023 → Present
    Highlands Ranch, CO
Previous Registrations
  • 2012-01-06 → 2023-09-05
    Greenwood Village, CO
    Highlands Ranch, CO
    Centennial, CO
  • 2006-07-06 → 2012-01-06
    Investment Advisors International, Inc.
    Greenwood Village, CO
Other Businesses

1) 09/2023 - Priority Wealth Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 09/2023 - Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 3) 09/2023 - One Resource Group / Non-Variable Insurance / Inv.Related / 09/05/2023 - 5 Hrs per month 4) 09/2023 - Jenson and Associates, Inc. / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Start date - 12/01/1997 - 120 Hrs per month 5) 09/2023 - Demographic Trends / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Start date -03/15/2022 6)09/2023 -Summit Capital Ventures / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / Start date - 04/12/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-09
S63 Uniform Securities Agent State Law Examination 1997-04-18
  • S65 Uniform Investment Adviser Law Examination
    2006-01-09
  • S63 Uniform Securities Agent State Law Examination
    1997-04-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Clemente, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor