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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-08-28
TX RA APPROVED 2017-08-25
  • GA RA
    APPROVED
    Since 2017-08-28
  • TX RA
    APPROVED
    Since 2017-08-25

Branch Locations

1132 Satellite Blvd. Ste 300A, Suwanee, GA 30024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 07/2012 08/2017
Suntrust Advisory Services Atlanta GA 09/2016 08/2017
Cambridge Investment Research, Inc. Fairfield IA 08/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2017 Present
  • 07/2012 → 08/2017
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 09/2016 → 08/2017
    Suntrust Advisory Services
    Atlanta, GA
  • 08/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2017 → Present
    Fairfield, IA
Previous Registrations
  • 2016-09-01 → 2017-08-30
    Dacula, GA
    Dacula, GA
    Lawrenceville, GA
  • 2004-01-09 → 2016-12-31
    Truist Investment Services, Inc.
    Lawrenceville, GA
    Duluth, GA
    Duluth, GA
    Buford, GA
    Suwanee, GA
    Atlanta, GA
    Suwanee, GA
    Stockbridge, GA
    Stockbridge, GA
    Atlanta, GA
    Lilburn, GA
    Duluth, GA
    Lawrenceville, GA
    Duluth, GA
    Duluth, GA
    Norcross, GA
    Duluth, GA
    Lawrenceville, GA
    Lawrenceville, GA
    Duluth, GA
    Suwanee, GA
    Morrow, GA
    Lilburn, GA
    Lawrenceville, GA
    Lawrenceville, GA
    Duluth, GA
    Atlanta, GA
    Morrow, GA
    Suwanee, GA
    Lawrenceville, GA
    Loganville, GA
    Loganville, GA
    Tucker, GA
    Norcross, GA
    Dacula, GA
    Buford, GA
    Braselton, GA
    Mulberry, GA
    Dacula, GA
    Lawrenceville, GA
    Lawrenceville, GA
    Grayson, GA
    Duluth, GA
    Suwanee, GA
    Tucker, GA
Other Businesses

1. CIRA, 1776 Pleasant Plain Rd., Fairfield, IA, as advisory rep of a RIA. INV REL - 40/wk -40/Trading. See Employment History for Start Date. 2. THE STEBBINS BOLEN GROUP, 1132 SATELLITE BLVD STE 300A, SUWANEE, GA, 08/2017. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-2/MO-2/TRADING. 3. THE STEBBINS BOLEN GROUP, Suwanee GA 30024, United States, 08/28/2017, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-19
S63 Uniform Securities Agent State Law Examination 1997-08-11
  • S66 Uniform Combined State Law Examination
    2003-12-19
  • S63 Uniform Securities Agent State Law Examination
    1997-08-11

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