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75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-07-02 |
Branch Locations
75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States
Upton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities, Llc | Dorchester | MA | 12/2015 | Present |
| Santander Bank, Na | Boston | MA | 10/2018 | Present |
1. National Securities Compliance, LLC, Owner/Managing Member, dormant LLC that provided compliance services to broker-dealers, investment related, start date 01/27/2016, Upton, MA, 0 hours monthly, none during trading hours. 2. Upton Town Hall Finance Committee, Finance Committee Member, non-investment related, start date 06/20/2018, Upton, MA, 1 hour monthly, none during trading hours. 3. George L. Wood Post 5594, Veterans of Foreign Wars of the United States, Officer, non-investment related, start date 07/16/2016, Upton, MA 8 hours monthly, none during trading hours. 4. District 8, Department of Massachusetts, Veterans of Foreign Wars of the United States, District Commander, non-investment related, start date 05/19/2025, Upton MA, 3 hours monthly, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-23 |
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