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Nancy Arboleda Ward

LPl Financial LLC

Lancaster, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-11-22
  • PA RA
    APPROVED
    Since 2012-11-22

Branch Locations

2137 Embassy Dr Ste 115, Lancaster, PA 17603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Lancaster PA 08/1995 Present
Linsco/Private Ledger Corp. Lancaster PA 03/1997 Present
  • 08/1995 → Present
    Linsco/Private Ledger
    Lancaster, PA
  • 03/1997 → Present
    Linsco/Private Ledger Corp.
    Lancaster, PA
Other Businesses

1. 11/08/2011 - ADVISORY SERVICES FINANCIAL, LLC - DBA ONLY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-21
S63 Uniform Securities Agent State Law Examination 1997-05-14
  • S65 Uniform Investment Adviser Law Examination
    2012-11-21
  • S63 Uniform Securities Agent State Law Examination
    1997-05-14
Other Names
  • Nancy Patricia Arboledabare

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LANCASTER, PA
OMICRON ADVISORS, LLC · LANCASTER, PA
MORGAN STANLEY · Lancaster, PA
GREENSPRING ADVISORS, LLC · LANCASTER, PA
CHARLES SCHWAB & CO., INC. · Lancaster, PA
J. W. COLE ADVISORS, INC. · Lancaster, PA
J. W. COLE ADVISORS, INC. · Lancaster, PA
MML INVESTORS SERVICES, LLC · LANCASTER, PA

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