Sharon Shara Mohan

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2013-04-04

FL RA
APPROVED

Since 2013-04-04

Branch Locations

Deerfield Beach, FL • United States

5001 Celebration Pointe Suite 120, Gainesville, FL 32608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Deerfield Beach	FL	10/1997	Present
Tiaa	Deerfield Beach	FL	10/1997	Present

10/1997 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Deerfield Beach, FL
10/1997 → Present

Tiaa

Deerfield Beach, FL

Other Businesses

ELEMENT FITNESS LLC POSITION: Passive investor NATURE: The business is a functional fitness class-based gym space in Brooklyn run by my son who is majority owner. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/17/2025 ADDRESS: 258 S 1st Street, Brooklyn NY 11211, United States DESCRIPTION: No responsibilities

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-02
S63	Uniform Securities Agent State Law Examination	1997-05-08

S66 Uniform Combined State Law Examination

2013-04-02
S63 Uniform Securities Agent State Law Examination

1997-05-08

View on SEC IAPD