Leonard W Rappe

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-06-26
PA	RA	APPROVED	2024-12-09
RI	RA	APPROVED	2023-03-07
VA	RA	APPROVED	2021-07-07
NY	RA	APPROVED	2021-04-16
MA	RA	APPROVED	2020-05-20
MD	RA	APPROVED	2019-03-04
CT	RA	APPROVED	2018-07-10

FL RA
APPROVED

Since 2025-06-26
PA RA
APPROVED

Since 2024-12-09
RI RA
APPROVED

Since 2023-03-07
VA RA
APPROVED

Since 2021-07-07
NY RA
APPROVED

Since 2021-04-16
MA RA
APPROVED

Since 2020-05-20
MD RA
APPROVED

Since 2019-03-04
CT RA
APPROVED

Since 2018-07-10

Branch Locations

225 Broadhollow Road Suite 105, Melville, NY 11747 • United States

Roslyn, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co Of America	Woodbury	NY	12/1996	03/2021
Park Avenue Securities Llc	Woodbury	NY	05/1999	03/2021
Guardian Life Insurance Company	Melville	NY	03/2021	Present
Park Avenue Securities	Melville	NY	03/2021	Present
Guardian Life Insurance Company	Roslyn	NY	06/2024	Present
Park Avenue Securities	Roslyn	NY	06/2024	Present

12/1996 → 03/2021

Guardian Life Insurance Co Of America

Woodbury, NY
05/1999 → 03/2021

Park Avenue Securities Llc

Woodbury, NY
03/2021 → Present

Guardian Life Insurance Company

Melville, NY
03/2021 → Present

Park Avenue Securities

Melville, NY
06/2024 → Present

Guardian Life Insurance Company

Roslyn, NY
06/2024 → Present

Park Avenue Securities

Roslyn, NY

Other Businesses

1. Insurance-Health and LTC, Start: 05/31/1997, Address: 225 Broadhollow Rd. Ste 105 Melville NY 11747, 1 bus hr per month, Investment related, 2. Trustee, Seymour M. Feinstein Trust-Helped Seymour Feinstein, my father-in-law to draft his will and trust, Start: 08/09/2000, Address: 18 Church St. Roslyn, NY 11576, 1 bus hr per month, Investment Related,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-15
S63	Uniform Securities Agent State Law Examination	1997-06-17

S66 Uniform Combined State Law Examination

2004-09-15
S63 Uniform Securities Agent State Law Examination

1997-06-17

Designations

Personal Financial Specialist

View on SEC IAPD