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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2020-05-05 |
Branch Locations
2024 W Henrietta Rd Ste 5D, Rochester, NY 14623-1360 • United States
Rochester, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | NY | 12/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Rochester | NY | 03/2020 | Present |
Real Estate Ownership; Single Family; 45 Golden Eagle LandingRochester, NY 14612, ,; Not Investment-Related; 03/23/2016 / Single Family; 2350 Turnpike Road, , W. Almond, NY, 14804; Not Investment-Related; 04/22/2016. Outside Employment; Mark Palazzolo LLC; AFA - AFA; ; 2024 W. Henrietta Road, Ste 5D, , Rochester, NY, 14623; Investment-Related; 12/01/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-08 |
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