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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-26 |
| FL | RA | APPROVED | 2024-06-04 |
| DC | RA | APPROVED | 2018-11-02 |
| MD | RA | APPROVED | 2018-11-02 |
| NJ | RA | APPROVED | 2018-11-02 |
| VA | RA | APPROVED | 2018-11-02 |
Branch Locations
8607 Westwood Center Drive 3Rd Floor, Vienna, VA 22182 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Vienna | VA | 02/2013 | 11/2018 |
| Royal Alliance Associates, Inc. | Vienna | VA | 11/2018 | Present |
1. INSURANCE BROKER: LIFE, ANNUITIES, LTC, DI AT DALEY BROKERAGE, LIFE & HEALTH BROKERAGE, START DATE 9/19/2014, APPROX 5HRS PER MO AND 5HRS DURING TRADING.....INSURANCE BROKER: HEALTH AND GROUP BENEFITS AT FOSTER THOMAS, GROUP HEALTH BROKERAGE, START DATE 9/19/2014, APPROX 5HRS PER MO AND 5HRS DURING TRADING..... 2. SFP FINANCIAL POSITION: INSURANCE AGENT NATURE: INSURANCE AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/19/2014 ADDRESS: 8607 WESTWOOD CENTER DRIVE, 3RD FLOOR, VIENNA VA 22182, United States DESCRIPTION: SHOP OUT BEST RATES FOR LIFE INSURANCE, DISABILITY,LTC,AND HEALTH INSURANCE FOR PERSPECTIVE CLIENTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-01 |
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