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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-28 |
| CT | RA | APPROVED | 2022-04-27 |
Branch Locations
1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | White Plains | NY | 02/2011 | 04/2022 |
| Wells Fargo Advisors Financial Network, Llc | Old Greenwich | CT | 04/2022 | Present |
VISITING NURSE SERVICES IN WESTCHESTER / 360 MAMARONECK AVE WHITE PLAINS,NY 10605 / OTHER/ HEALTH CARE & PHARMACEUTICALS / NURSING SERVICES / OTHER / THEY HAVE ASKED ME TO BE AN HONORAY MEMBER OF THE GALA BENEFIT COMMITTEE / HELP WITH INVITATIONS TO GALA / START DATE 3/19/2013 - 5/16/2013.; MAS CAPITAL CORP, INVT RELATED, RIDGEFIELD, CT, 100% OWNERSHIP, START DATE 8/1/2022, 160 HRS PER MONTH AND DURING TRADING, S-CORP FOR FINET PRACTICE.; TRUSTEE FOR MAS CAPITAL CORP 401K, INV RELATED, RIDGEFIELD, CT, START: 12/31/2022, 1 HOUR A MONTH, LESS THAN 1 HOUR DURING TRADING, FINET PRACTICE 401K. SALIMBENE GP, LLC; INV RELATED; RIDGEFIELD, NY; 90% OWNERSHIP; START: 12/13/2024; 2 HOURS A MONTH; 0 HOURS DURING TRADING; MERCHANT AGREEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-26 |
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