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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2006-08-16 |
Branch Locations
4345 Southpoint Blvd Suite 400, Jacksonville, FL 32216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 08/1996 | Present |
| Northwestern Mutual Investment Services, Llc | Jacksonville | FL | 03/1997 | Present |
| Northwestern Mutual Management Company | Milwaukee | WI | 10/2015 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. MEMBER, ST. JOSEPH'S CATHOLIC SCHOOL ADVISORY BOARD, 11600 OLD ST. AUGUSTINE ROAD, JACKSONVILLE, , FLORIDA, 32258, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/12/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT OF SCHOOL ADVISORY BOARD, PLAN AND IMPLEMENT INITIATIVES IN CONJUNCTION WITH SCHOOL PRINICIPAL, DIRECT BOARD, DIRECT SUBCOMMITTEES 3. COMMITTEE MEMBER, JACKSONVILLE CATHOLIC BUSINESSMEN, N/A, JACKSONVILLE, , FLORIDA, 32204, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/12/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ORGANIZING AND FACILITATING QUARTERLY MEETING, EMAIL DISTRIBUTION, HANDLE CHECKS AND MAIL TO DIOCESE FOR PROCESSING 4. TREASURER, FINANCE AND INVESTMENT ADVISORY COMMITTEE MEMBER, FLORIDA STATE COLLEGE AT JACKSONVILLE FOUNDATION, INC., 501 WEST STATE STREET, ROOM 104, JACKSONVILLE, , FLORIDA, 32202, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/1/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FULL AND ACCURATE BOOKS AND RECORDS , FINANCIAL STATEMENTS AND REPORTS, SERVE AS CHAIR OF THE FINANCE, AUDIT, AND COMPLIANCE COMMITTEE; SHALL SERVE AS A MEMBER OF THE INVESTMENT ADVISORY COMMITTEE, NOT INVESTMENT RELATED. 5. PRESIDENT, BOOSTER CLUB OF ST. JOSEPHS CATHOLIC SCHOOL, 11600 OLD ST. AUGUSTINE ROAD, JACKSONVILLEF, , FLORIDA, 32258, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/09/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT OF BOOSTER CLUB: OVERSEEING SPORTS RELATED ACTIVITIES FOR SCHOOL, SERVING THE ATHLETIC DIRECTOR AND SCHOOL ADMINISTRATION, COMMUNICATION, LIMITED FUNDRAISING, ETC. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-06 |
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