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14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-24 |
Branch Locations
601 State Street, Suite 425, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp.(F.K.A Lpl Financial, Llc) | Amarillo | TX | 10/2004 | 01/2017 |
| Pinnacle Financial Group | Amarillo | TX | 06/2004 | 10/2018 |
| Cwm, Llc | Omaha | NE | 04/2013 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2017 | 03/2024 |
| Carson Wealth | Southlake | TX | 04/2013 | Present |
NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2016; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES; NAME OF OTHER BUSINESS: FORTH WORTH BASKETBALL OFFICIALS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 9200 MID CITIES BLVD, NORTH RICHLAND HILLS, TX 76180; NATURE OF BUSINESS: HIGH SCHOOL BASKETBALL; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: HIGH SCHOOL BASKETBALL REFEREE; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: REFEREE HIGH SCHOOL BASKETBALL GAMES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-11 |
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