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Daniel Todd Barker

Cwm, LLC

Southlake, TX

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-04-24
  • TX RA
    APPROVED
    Since 2013-04-24

Branch Locations

601 State Street, Suite 425, Southlake, TX 76092 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp.(F.K.A Lpl Financial, Llc) Amarillo TX 10/2004 01/2017
Pinnacle Financial Group Amarillo TX 06/2004 10/2018
Cwm, Llc Omaha NE 04/2013 Present
Cetera Advisor Networks Llc El Segundo CA 01/2017 03/2024
Carson Wealth Southlake TX 04/2013 Present
  • 10/2004 → 01/2017
    Linsco/Private Ledger Corp.(F.K.A Lpl Financial, Llc)
    Amarillo, TX
  • 06/2004 → 10/2018
    Pinnacle Financial Group
    Amarillo, TX
  • 04/2013 → Present
    Omaha, NE
  • 01/2017 → 03/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 04/2013 → Present
    Carson Wealth
    Southlake, TX
Previous Registrations
  • 2017-01-17 → 2017-01-18
    Cetera Wealth Services, Llc
    Amarillo, TX
    Southlake, TX
  • 2004-10-06 → 2013-12-04
    Amarillo, TX
    Amarillo, TX
  • 2005-01-01 → 2013-10-04
    Pinnacle Financial Group
    Amarillo, TX
  • 2004-06-15 → 2004-12-31
    Pinnacle Financial Group
    Amarillo, TX
  • 2000-05-22 → 2004-06-07
    Summit Financial Group
    Amarillo, TX
Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/2016; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES; NAME OF OTHER BUSINESS: FORTH WORTH BASKETBALL OFFICIALS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 9200 MID CITIES BLVD, NORTH RICHLAND HILLS, TX 76180; NATURE OF BUSINESS: HIGH SCHOOL BASKETBALL; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: HIGH SCHOOL BASKETBALL REFEREE; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: REFEREE HIGH SCHOOL BASKETBALL GAMES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-18
S63 Uniform Securities Agent State Law Examination 1997-04-11
  • S65 Uniform Investment Adviser Law Examination
    1999-10-18
  • S63 Uniform Securities Agent State Law Examination
    1997-04-11
Other Names
  • Daniel T Barker
  • Danny Barker
  • Danny Barker
  • Daniel Todd Barker

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