Charlie Lee Welborn

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → 05/2019
  Proequities
  Sanford, NC
• 07/1983 → Present
  Dmj & Co., Pllc
  Greensboro, NC
• 01/2002 → 04/2021
  Dmj Wealth Advisors, Llc
  Sanford, NC
• 09/2021 → Present
  Beacon Pointe Advisors
  Sanford, NC
• 05/2019 → 04/2021
  Dmj Wealth Advisors, Llc
  Sanford, NC

Previous Registrations

• 2019-06-03 → 2021-05-10
  Dmj Wealth Advisors, Llc
  Sanford, NC
  Greensboro, NC
• 2002-03-26 → 2019-06-03
  Concourse Financial Group Securities, Inc.
  Sanford, NC
  Greensboro, NC
  Greensboro, NC
  Birmingham, AL
  Sanford, NC

Other Businesses

LEE COUNTY EDUCATION FOUNDATION POSITION: Board Member NATURE: Foundation to assist Lee County public schools INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/22/2015 ADDRESS: PO Box 98, Sanford NC 27331, United States DESCRIPTION: Board member, quarterly meetings and maintain financial records FIRST CITIZENS BANK POSITION: Local Advisory Board NATURE: Banking INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2009 ADDRESS: 206 Carthage Street, Sanford NC 27330, United States DESCRIPTION: Annual meetings as needed with Bank officials re: local market. SANFORD AREA GROWTH ALLIANCE POSITION: Board Member NATURE: Nonprofit entity to promote new and existing business in Lee County, NC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2014 ADDRESS: 115 Chatham Street, Suite 4, Sanford NC 27330, United States DESCRIPTION: Advisory board member, monthly meetings to discuss business issues in Lee County and new prospective businesses. Also serve as Treasurer and as a member of the Executive Committee MAX WELBORN AUTOMOBILES, INC. POSITION: Secretary/Treasurer NATURE: Used car sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/14/2015 ADDRESS: 1009 W Main Street, Yadkinville NC 27055, United States DESCRIPTION: I inherited my interest from my Father. It is a very small business and my involvement is limited. We have a VP who serves as general manager and is responsible for day to day operations. DMJ PROPERTIES OF GREENSBORO LLC POSITION: Member NATURE: Commercial Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/2004 ADDRESS: Greensboro, NC DESCRIPTION: Passive Partner of LLC owns Real Estate DMJ WILMINGTON PROPERTIES LLC POSITION: Member NATURE: Commercial Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/2021 ADDRESS: Greensboro, NC DESCRIPTION: Passive Partner of LLC owns Real Estate DMJ & CO., PLLC POSITION: Partner NATURE: CPA Firm INVESTMENT RELATED: No NUMBER OF HOURS: 40+ SECURITIES TRADING HOURS: 40 START DATE: 07/1983 ADDRESS: Greensboro, NC DESCRIPTION: Partner CPA Firm

Exams

• S66 Uniform Combined State Law Examination
  2002-02-07