David Richard Bowman

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-10-11
TX	RA	APPROVED	2011-01-03

NY RA
APPROVED

Since 2022-10-11
TX RA
APPROVED

Since 2011-01-03

Branch Locations

7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States

14643 Dallas Parkway Suite 500, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial	Houston	TX	09/2014	Present
Voya Financial Advisors	Houston	TX	09/2014	Present

09/2014 → Present

Voya Financial

Houston, TX
09/2014 → Present

Voya Financial Advisors

Houston, TX

Previous Registrations

2010-07-29 → 2011-01-03

Voya Financial Partners, Llc

Houston, TX
2005-12-12 → 2009-03-09

Stanford Group Company

Houston, TX
2005-05-19 → 2005-12-14

Voya Financial Partners, Llc

Houston, TX

Other Businesses

VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY / VOYA BENEFITS COMPANY POSITION: N/A NATURE: Sale and Service of Voya HRA product INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: One Orange Way, Windsor CT 06095-4774, United States DESCRIPTION: Sale and Service of Voya HRA product. A Health Reimbursement Arrangement ("HRA") is an employer funded "accident or health plan" ("Plan"), which reimburses qualified medical expenses and also permits any unused portion to be carried forward to the next year. Not a Security Offering

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-05-18
S63	Uniform Securities Agent State Law Examination	1997-04-18

S65 Uniform Investment Adviser Law Examination

2000-05-18
S63 Uniform Securities Agent State Law Examination

1997-04-18

View on SEC IAPD