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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-06-29
  • WA RA
    APPROVED
    Since 2023-06-29

Branch Locations

Bellingham, WA • United States

2950 Newmarket Street Suite 101-333, Bellingham, WA 98226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed - Paulson Financial Services Bellingham WA 11/2006 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Thrive Business Group Bellingham WA 01/2020 01/2023
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 11/2006 → Present
    Self Employed - Paulson Financial Services
    Bellingham, WA
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2020 → 01/2023
    Thrive Business Group
    Bellingham, WA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

(1) FIXED INSURANCE: LIFE, DISABILITY, ANNUITIES; (2) NAME OF OTHER BUSINESS: PAULSON FINANCIAL SERVICES,LLC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: INVESTMENT PLANNING AND INCOME TAX PREPARATION START DATE: 01/04/2016 POSITION/TITLE/RELATIONSHIP: OWNER/ SOLE BOARD MEMBER & EMPLOYEE OF THE CORPORATION. APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: INVESTMENT PLANNING, BUDGET & DEBT COUNSELING. (3) NAME OF OTHER BUSINESS: PAULSON FINANCIAL SERVICES,LLC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INCOME TAX PREPARATION; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: OWNER/TAX PREPARER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: INDIVIDUAL TAX PREPARATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1996-12-05
  • S66 Uniform Combined State Law Examination
    1996-12-05
Designations
Other Names
  • Judith Linn Fishel
  • Judith L Fishell

View on SEC IAPD

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