Peggine Troy Tellez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 02/2023
  Securities America, Inc.
  Colorado Springs, CO
• 12/2013 → 02/2023
  Securities America Advisors, Inc.
  Colorado Springs, CO
• 02/2023 → Present
  Lpl Financial Llc
  Colorado Springs, CO

Previous Registrations

• 2013-12-18 → 2023-02-13
  Securities America Advisors, Inc.
  Irvine, CA
  Colorado Springs, CO
  Colorado Springs, CO
• 2009-03-05 → 2013-12-18
  Voya Financial Advisors, Inc.
  Fullerton, CA
  Costa Mesa, CA
  Irvine, CA
• 2007-05-31 → 2009-01-08
  Edward Jones
  Costa Mesa, CA

Other Businesses

1) 02/13/2023- Peggine Tellez- Non-Variable Insurance- Agent selling Term, Whole Life, Long Term Care- inv. related- Colorado Springs, CO- start date 4/1/2003- 40/hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2007-05-29
• S63 Uniform Securities Agent State Law Examination
  2002-12-12

Other Names

• Peggine Troy Osborn
• Peggine Troy Callahan