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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-02-09 |
| TX | RA | APPROVED | 2024-02-09 |
Branch Locations
595 Humboldt St Ste 200, Reno, NV 89509 • United States
15169 N Scottsdale Road Suite C340-350 [Satellite], Scottsdale, AZ 85254 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Scottsdale | AZ | 06/2009 | 02/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2024 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-05-22 |
| S65 | Uniform Investment Adviser Law Examination | 1997-05-22 |
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