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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-09-30 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fusion Financial Group | Littleton | CO | 09/2021 | 09/2025 |
| Firestone Financial Group | Littleton | CO | 09/2021 | 09/2025 |
| Lpl Financial Llc | Littleton | CO | 01/2024 | 09/2025 |
| I Was Unemployed Taking A Hiatus To Raise My 3 Children | Littleton | CO | 09/2011 | 09/2021 |
| Wells Fargo Advisors Financial Network, Llc | Littleton | CO | 09/2025 | Present |
1)01/12/2024 - Fusion Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2021 - 80 Hr/Mth 2)01/24/2024 - Firestone Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2021 - 60 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-08 |
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