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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
Saint James, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bohemia | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 03/2020 | Present |
Outside Employment; Certainty of Uncertainty, LLC; Independent contractor of legal entity; Compensation received from an advisor owned entity established to manage practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 07/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-18 |
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