Giovanni Duran

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 04/2019
  Morgan Stanley
  Short Hills, NJ
• 04/2019 → Present
  Raymond James Financial Services, Inc.
  Basking Ridge, NJ
• 04/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Basking Ridge, NJ

Previous Registrations

• 2009-06-01 → 2019-04-18
  Morgan Stanley
  Short Hills, NJ
  Short Hills, NJ
  Manahawkin, NJ
• 2008-09-11 → 2009-06-01
  Morgan Stanley & Co. Llc
  Short Hills, NJ
  Warren, NJ
• 2002-10-11 → 2008-09-22
  Citigroup Global Markets Inc.
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

(1) Name of Business: AGM Auto Wash Enterprises LLC Address: 81 NJ route 31, Pennington, NJ, 08534, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 06/10/2026 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I will be sharing my role with my wife and adult children. \n\nOverall i will be communicating with my general manager on day to day operations. (2) Name of Business: Duran Wealth Management, LLC Address: 222 Mount Airy Rd Ste 209, Basking Ridge, NJ, 07920, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/02/2019 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Approved at onboarding by supervision 06/2019’ (3) Name of Business: IronRidge Wealth Management Group LLC Address: 222 Mount Airy Rd Ste 209, Basking Ridge, NJ, 07920, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/11/2019 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: owner

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-24
• S63 Uniform Securities Agent State Law Examination
  1997-11-14

Designations

• Certified Financial Planner