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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • PA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

1735 Market St Mellon Bank Center, Philadelphia, PA 19103-2998 • United States

Gladwyne, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Llc. Philadelphia PA 03/2006 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 03/2006 → Present
    Fidelity Investments Llc.
    Philadelphia, PA
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Philadelphia, PA
    Gladwyne, PA
  • 2006-06-26 → 2018-07-13
    Philadelphia, PA
Other Businesses

OBA-130703|OrgNmn:The Hanrock Group LLC|Org Addr:Erie,Pennsylvan,US|OBA Nature:We purchased a second home and|Invst Rel:Y|Title:Partner|Duties:This is a single family home that was purchased as an LLC to reduce Liability. No obligations.|StrtDt:01-28-26|TotHrs/mon:0.01|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-24
S63 Uniform Securities Agent State Law Examination 1997-05-23
  • S66 Uniform Combined State Law Examination
    2006-05-24
  • S63 Uniform Securities Agent State Law Examination
    1997-05-23
Designations

View on SEC IAPD

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