Joseph Jay Vinson

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 09/2016
  Cetera Advisors Llc
  El Segundo, CA
• 10/2016 → 03/2017
  National Planning Holdings
  Denver, CO
• 03/2017 → 01/2019
  Insurmark
  Houston, TX
• 05/2018 → 01/2021
  Regulus, Llc
  Kentwood, MI
• 12/2018 → Present
  Vinson Financial Group, Llc
  Cypress, TX
• 04/2019 → 01/2021
  Regal Investment Advisors, Llc
  Kentwood, MI
• 01/2021 → 12/2022
  Ae Financial Services, Llc
  Topeka, KS
• 01/2021 → Present
  Ae Wealth Management, Llc
  Topeka, KS

Previous Registrations

• 2019-04-23 → 2021-02-02
  Regal Investment Advisors Llc
  Kentwood, MI
  Cypress, TX
  Spring, TX

Other Businesses

1) VINSON FINANCIAL GROUP; YES INVESTMENT RELATED; 8900 EASTLOCH DRIVE, BUILDING 305, SPRING, TX 77379; INSURANCE SALES; OWNER; START DATE 12/2018; APPROX 122 HRS/MONTH; APPROX 127 HRS/MONTH DURING TRADING; INSURANCES SALES AND SERVICES AND MEDICARE SUPPLEMENT OFFERINGS THROUGH THE AE MEDICARE PARTNERSHIP PROGRAM.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-28
• S63 Uniform Securities Agent State Law Examination
  1997-08-28

Other Names

• Joseph Jay Vinson