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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-02-12 |
| NJ | RA | APPROVED | 2023-01-30 |
| CO | RA | APPROVED | 2022-01-13 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2021-01-08 |
| FL | RA | APPROVED | 2015-12-18 |
| CT | RA | APPROVED | 2004-02-04 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | White Plains | NY | 01/2002 | Present |
| Guardian Insurance & Annuity Company | White Plains | NY | 01/2002 | Present |
1. Outside Insurance Products I sell insurance products of carriers other than Guardian. Start: 01-01-2015 Address: 800 Westchester AvenueSuite N-409; Rye Brook, NY 10573 2 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-08 |
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