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Michael Lewandoski

Cetera Investment Advisers LLC

Barnegat, NJ

CRD 2870828

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-10-28
  • NJ RA
    APPROVED
    Since 2010-10-28

Branch Locations

Barnegat, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 10/2010 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2010 Present
Previous Registrations
  • 2009-09-02 → 2010-10-19
    Chase Investment Services Corp.
    Short Hills, NJ
  • 2002-11-15 → 2009-08-19
    Union, NJ
    Springfield, NJ
    Springfield, NJ
    Springfield, NJ
    Short Hills, NJ
    Oakhurst, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-20
S63 Uniform Securities Agent State Law Examination 1997-05-29
  • S65 Uniform Investment Adviser Law Examination
    1997-06-20
  • S63 Uniform Securities Agent State Law Examination
    1997-05-29

View on SEC IAPD

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