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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2020-12-18 |
| ME | RA | APPROVED | 2010-09-17 |
| NH | RA | APPROVED | 2009-09-29 |
| TX | RA | APPROVED | 2008-11-17 |
| CT | RA | APPROVED | 2007-04-16 |
Branch Locations
100 Market St, Portsmouth, NH 03801 • United States
Stowe, VT • United States
Andover, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portsmouth | NH | 03/2007 | Present |
| Bank Of America, N.A. | Portsmouth | NH | 12/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-01 |
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