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Charles Thomas Simko

Mainstreet Advisors

Milford, CT

Chicago, IL

CRD 2870750

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Employer firm

Mainstreet Advisors CRD 146615

$5.86B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mainstreet Advisors

120 N. Lasalle Street Suite 3300, Chicago, IL 60602-2424 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-03
IL RA APPROVED 2016-12-14
LA RA APPROVED 2012-03-19
TX RA APPROVED 2011-11-03
  • CT RA
    APPROVED
    Since 2025-12-03
  • IL RA
    APPROVED
    Since 2016-12-14
  • LA RA
    APPROVED
    Since 2012-03-19
  • TX RA
    APPROVED
    Since 2011-11-03

Branch Locations

Milford, CT • United States

120 N. Lasalle Street Suite 3300, Chicago, IL 60602-2424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mainstreet Advisors Chicago IL 09/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-14
  • S65 Uniform Investment Adviser Law Examination
    1997-03-14
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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