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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-11-12
TX RA APPROVED 2024-11-01
  • NE RA
    APPROVED
    Since 2024-11-12
  • TX RA
    APPROVED
    Since 2024-11-01

Branch Locations

13710 Fnb Pkwy Ste 100, Omaha, NE 68154-5298 • United States

Valley, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Omaha NE 01/2006 06/2020
Securities America Advisor, Inc Omaha NE 01/2006 06/2020
Baseball Announcing Omaha NE 03/2008 07/2017
Christian Urban Education Service Omaha NE 10/2012 05/2018
Bennett Fogarty Omaha NE 01/2010 05/2020
Lpl Financial Llc Omaha NE 06/2020 11/2024
Ameriprise Financial Services, Llc Omaha NE 11/2024 Present
  • 01/2006 → 06/2020
    Securities America, Inc.
    Omaha, NE
  • 01/2006 → 06/2020
    Securities America Advisor, Inc
    Omaha, NE
  • 03/2008 → 07/2017
    Baseball Announcing
    Omaha, NE
  • 10/2012 → 05/2018
    Christian Urban Education Service
    Omaha, NE
  • 01/2010 → 05/2020
    Bennett Fogarty
    Omaha, NE
  • 06/2020 → 11/2024
    Omaha, NE
  • 11/2024 → Present
    Omaha, NE
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 124 S 70th Street, , Omaha, NE, 68132; Not Investment-Related; 10/31/2025.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-08
S63 Uniform Securities Agent State Law Examination 1999-12-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-08
  • S63 Uniform Securities Agent State Law Examination
    1999-12-01
Other Names
  • Ben Fogarty
  • Bennett R Fogarty
  • Bennett Forgarty
  • Ben Ryan Fogarty
  • Ben Fogarty

View on SEC IAPD

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