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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-11-12 |
| TX | RA | APPROVED | 2024-11-01 |
Branch Locations
13710 Fnb Pkwy Ste 100, Omaha, NE 68154-5298 • United States
Valley, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Omaha | NE | 01/2006 | 06/2020 |
| Securities America Advisor, Inc | Omaha | NE | 01/2006 | 06/2020 |
| Baseball Announcing | Omaha | NE | 03/2008 | 07/2017 |
| Christian Urban Education Service | Omaha | NE | 10/2012 | 05/2018 |
| Bennett Fogarty | Omaha | NE | 01/2010 | 05/2020 |
| Lpl Financial Llc | Omaha | NE | 06/2020 | 11/2024 |
| Ameriprise Financial Services, Llc | Omaha | NE | 11/2024 | Present |
Real Estate Ownership; Single Family; 124 S 70th Street, , Omaha, NE, 68132; Not Investment-Related; 10/31/2025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-01 |
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