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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-06-16
  • OR RA
    APPROVED
    Since 2025-06-16

Branch Locations

5100 Ne Dawson Creek Dr, Hillsboro, OR 97124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 02/2008 07/2017
Cetera Advisors Llc Denver CO 01/2015 07/2017
Cetera Investment Services Llc Saint Cloud MN 01/2015 07/2017
Cetera Financial Specialists Llc Schaumburg IL 01/2015 07/2017
First Allied Securities, Inc. San Diego CA 01/2015 07/2017
Investors Capital Corp Lynnfield MA 01/2015 11/2016
Legend Equities Corporation Palm Beach Gardens FL 01/2015 12/2016
Summit Brokerage Services, Inc. Boca Raton FL 01/2015 07/2017
Vsr Financial Services, Inc. Overland Park KS 09/2015 11/2016
Girard Securities, Inc. San Diego CA 09/2015 07/2017
Cetera Investment Advisers Llc Lake Oswego OR 07/2017 10/2023
Columbia Bank Lake Osego OR 07/2017 03/2023
Cetera Investment Services Llc St Cloud MN 07/2017 10/2023
Umpqua Bank Lake Oswego OR 03/2023 05/2025
Raymond James Financial Services, Inc. Lake Oswego OR 10/2023 05/2025
Raymond James Financial Services Advisors, Inc. Lake Oswego OR 10/2023 05/2025
Columbia Wealth Advisors Lake Oswego OR 10/2023 05/2025
Raymond James Financial Services Advisors, Inc. Hillsboro OR 06/2025 Present
Raymond James Financial Services, Inc. Hillsboro OR 06/2025 Present
First Technology Federal Credit Union Hillsboro OR 06/2025 Present
  • 02/2008 → 07/2017
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2015 → 07/2017
    Cetera Advisors Llc
    Denver, CO
  • 01/2015 → 07/2017
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 01/2015 → 07/2017
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2015 → 07/2017
    First Allied Securities, Inc.
    San Diego, CA
  • 01/2015 → 11/2016
    Investors Capital Corp
    Lynnfield, MA
  • 01/2015 → 12/2016
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2015 → 07/2017
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 09/2015 → 11/2016
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 09/2015 → 07/2017
    Girard Securities, Inc.
    San Diego, CA
  • 07/2017 → 10/2023
    Lake Oswego, OR
  • 07/2017 → 03/2023
    Columbia Bank
    Lake Osego, OR
  • 07/2017 → 10/2023
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2023 → 05/2025
    Umpqua Bank
    Lake Oswego, OR
  • 10/2023 → 05/2025
    Raymond James Financial Services, Inc.
    Lake Oswego, OR
  • 10/2023 → 05/2025
    Lake Oswego, OR
  • 10/2023 → 05/2025
    Columbia Wealth Advisors
    Lake Oswego, OR
  • 06/2025 → Present
    Hillsboro, OR
  • 06/2025 → Present
    Raymond James Financial Services, Inc.
    Hillsboro, OR
  • 06/2025 → Present
    First Technology Federal Credit Union
    Hillsboro, OR
Previous Registrations
Other Businesses

(1) Name of Business: Addison Avenue, a Division of First Technology Federal Credit Union Address: 5100 NE Dawson Creek Dr, Hillsboro, OR, 97124-5704, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 06/02/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Program Director for Addison Avenue Investment Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-26
S63 Uniform Securities Agent State Law Examination 1998-01-30
  • S66 Uniform Combined State Law Examination
    2008-08-26
  • S63 Uniform Securities Agent State Law Examination
    1998-01-30
Other Names
  • Steve Poole

View on SEC IAPD

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