Pamela Sue Kenaston

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → 05/2020
  Securities America, Inc.
  La Vista, NE
• 04/2015 → 01/2019
  Capital One
  Lincoln, NE
• 01/2019 → 03/2019
  N/A
  Lincoln, NE
• 05/2020 → 10/2022
  Ameritas Investment Company, Llc
  Lincoln, NE
• 11/2021 → 10/2022
  Ameritas Advisory Services, Llc
  Lincoln, NE
• 10/2022 → 08/2025
  Cadaret Grant & Co., Inc.
  Syracuse, NY
• 08/2025 → Present
  Principal Life Insurance Company
  Lincoln, NE
• 10/2022 → 08/2025
  Atria Wealth Solutions, Inc.
  Lincoln, NE
• 08/2025 → Present
  Principal Securities, Inc.
  Des Moines, IA

Previous Registrations

• 2022-10-20 → 2025-08-01
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Syracuse, NY
• 2021-11-01 → 2022-10-20
  Ameritas Advisory Services, Llc
  Lincoln, NE
• 2020-11-17 → 2021-11-01
  Ameritas Investment Company, Llc
  Lincoln, NE
• 2003-01-02 → 2004-11-23
  Victory Capital Management Inc.
  Cleveland, OH

Other Businesses

NORWEX POSITION: Norwex Consultant NATURE: Norwex Product Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2025 ADDRESS: 5220 NW 10th St, Lincoln NE 68521, United States DESCRIPTION: Norwex Sales Consultant; Sell Norwex Products- does not recruit other sales consultants-only is a consultant to take advantage of the discounts on products. Friends and family purchase products using her discounts. No profit is made.

Exams

• S66 Uniform Combined State Law Examination
  2020-09-24
• S63 Uniform Securities Agent State Law Examination
  2000-01-04

Other Names

• Pamela Sue Frank
• Pam Kenaston
• Pam Frank