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Ann Hauser Laufman

Mml Investors Services, LLC

Houston, TX

Houston, TX

CRD 2869647

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-01-22
  • TX RA
    APPROVED
    Since 2004-01-22

Branch Locations

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Houston TX 12/2003 Present
Mml Investors Services, Llc Houston TX 12/2003 Present
Previous Registrations
  • 2001-07-17 → 2003-12-05
    Veravest Investment Advisors, Inc.
    Houston, TX
Other Businesses

(1) NAME: INVESTORS MUTUAL AGENCY, INC. 1800 AUGUSTA STE 340 HOUSTON, TX 77057 AGENT, SELL HEALTH INSURANCE WITH THEM DEVOTE 1-2 HRS. PER MONTH. BEGAN RELATIONSHIP IN 1997 ASH BROKERAGE 8515 DLUFFTON ROAD FORT WAYNE, INDIANA 46809 AGENT WITH THEM 6/30/03 TO PRESENT. AGENT PAID COMMISSIONS WITH COMPANY. SPEND 5-10 HOURS PER MONTH WITH COMPANY. SELL LIFE INSURANCE AND ANNUITIES WITH COMPANY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-10
S63 Uniform Securities Agent State Law Examination 1997-04-21
  • S65 Uniform Investment Adviser Law Examination
    2000-01-10
  • S63 Uniform Securities Agent State Law Examination
    1997-04-21
Designations
  • Certified Financial Planner
Other Names
  • Ann Hauser
  • Ann Hauser

View on SEC IAPD

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