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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-01-22 |
Branch Locations
3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Houston | TX | 12/2003 | Present |
| Mml Investors Services, Llc | Houston | TX | 12/2003 | Present |
(1) NAME: INVESTORS MUTUAL AGENCY, INC. 1800 AUGUSTA STE 340 HOUSTON, TX 77057 AGENT, SELL HEALTH INSURANCE WITH THEM DEVOTE 1-2 HRS. PER MONTH. BEGAN RELATIONSHIP IN 1997 ASH BROKERAGE 8515 DLUFFTON ROAD FORT WAYNE, INDIANA 46809 AGENT WITH THEM 6/30/03 TO PRESENT. AGENT PAID COMMISSIONS WITH COMPANY. SPEND 5-10 HOURS PER MONTH WITH COMPANY. SELL LIFE INSURANCE AND ANNUITIES WITH COMPANY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-21 |
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